herunterladen
AlphabeticalReference
November2014
1
CLEARING
NO.
Name
MUNI-
OTC
Symbol
OTC/
Other MUNI
MUNI
Type
A. R. Schmeidler & Co., Inc.
SCHM 0443† CNS
Abacus Investments, Inc.
ABAI 0309∆ 0309† CNS
Abel/Noser Corp.
ANOS 0100∆
ABG Sundal Collier, Inc.
ABGS 0103∆
ABN Amro Chicago Corporation
Bond Trading
AABT 5231 TFT
ABN AMRO Clearing Chicago LLC
SHMR 0695
ABN AMRO Clearing Chicago LLC
SIMA 0330∆
ABN AMRO Clearing Chicago LLC
ATGX 0396∆
ABN AMRO Clearing Chicago LLC
BRIX 0396∆
ABN AMRO Clearing Chicago LLC
CACX 0396∆
ABN AMRO Clearing Chicago LLC
FWBA 0396∆
ABN AMRO Clearing Chicago LLC
HEDX 0396∆
ABN AMRO Clearing Chicago LLC
HNCA 0396∆
ABN AMRO Clearing Chicago LLC
IMCX 0396∆
ABN AMRO Clearing Chicago LLC
MNTX 0396∆
ABN AMRO Clearing Chicago LLC
MQRX 0396∆
ABN AMRO Clearing Chicago LLC
OTFX
0396∆
ABN AMRO Clearing Chicago LLC
QLBX 0396∆
ABN AMRO Clearing Chicago LLC
WEBX 0396∆
ABN AMRO Clearing Chicago LLC
ZENA 0396∆
ABN AMRO Clearing Chicago LLC
JEXF 0536∆
ABN AMRO Clearing Chicago LLC
PITX 0541∆
ABN AMRO Clearing Chicago LLC
PRPX 0541∆
ABN AMRO Clearing Chicago LLC
SWDX 0541∆
ABN AMRO Clearing Chicago LLC
ALLX 0695∆
ABN AMRO Clearing Chicago LLC
ATIX 0695∆
ABN AMRO Clearing Chicago LLC
CHVX 0695∆
ABN AMRO Clearing Chicago LLC
COGX 0695∆
ABN AMRO Clearing Chicago LLC
CSSX 0695∆
ABN AMRO Clearing Chicago LLC
FMGF 0695∆
ABN AMRO Clearing Chicago LLC
GPTX 0695∆
ABN AMRO Clearing Chicago LLC
GTTX 0695∆
ABN AMRO Clearing Chicago LLC
IMMX 0695∆
ABN AMRO Clearing Chicago LLC
LARX 0695∆
ABN AMRO Clearing Chicago LLC
LBKX 0695∆
ABN AMRO Clearing Chicago LLC
OBDX 0695∆
ABN AMRO Clearing Chicago LLC
OFSX
0695∆
ABN AMRO Clearing Chicago LLC
PISX 0695∆
ABN AMRO Clearing Chicago LLC
QEDX 0695∆
ABN AMRO Clearing Chicago LLC
QLTX 0695∆
ABN AMRO Clearing Chicago LLC
SETX 0695∆
ABN AMRO Clearing Chicago LLC
SLTX 0695∆
ABN AMRO Clearing Chicago LLC
SUNX 0695∆
ABN AMRO Clearing Chicago LLC
TTTX 0695∆
ABN AMRO Clearing Chicago
LLC/Bonds
ABND 0575
ABN AMRO Clearing Chicago
LLC/CPM
FLTG 0330
ABN AMRO Clearing Chicago
LLC/Institutional
AACC 0541
ABN AMRO Clearing Chicago
LLC/Portfolio Margining
APMA 0396
ABN AMRO Securities (USA) LLC
ABNA 0349
Abner, Herrman & Brock, Inc.
AHBI 0352∆ 0352† CNS
Academy Securities, Inc.
ACAD 0352∆ 0352† CNS
Acadia Life International Limited
6902
ACAP Financial, Inc.
ACAP 8072∆
Access Financial Group, Inc.
AFGI 0352∆ 0352† CNS
Access Securities, Inc.
AXCB 0443∆ 0443† CNS
Access Securities, Inc.
CBAL 0443† CNS
Access Securities, Inc.
AXCS 0443∆
Access Securities, Inc.
AXGP 0501∆
Accrued Equities, Inc.
5678
Acorns Securities, LLC
ACRN 0235∆
ACPI Global UCITS Funds PLC
3329
Activner Securities, Inc.
ACTI 0443† CNS
Adirondack Funds
6613
Adirondack Trading Group LLC
ADKT 0309∆ 0309† CNS
Adirondack Trading Group, LLC
ADAK 0052∆ 0052† CNS
ADP Inc./TPA
7120
Advance Capital I, Inc.
5860
Advanced Advisor Group, LLC
6015
Advanced Asset Trading, Inc.
BRGI 0235∆ 0235† CNS
Advanced Equities, Inc.
ADVA 0052∆ 0052† CNS
Advantage GFC LLC
PINO 0750∆
Adviser Dealer Services, Inc.
5706
Advisors Asset Management, Inc.
FISB 0226† CNS
Advisors Asset Management, Inc.
FISA 0443∆ 0443† CNS
Advisors Clearing Network, Inc.
0359
Aegis Capital Corp.
ACCP 0158∆ 0158† CNS
Aegis Capital Corp.
AGCP 0235∆ 0235† CNS
Aegis Capital Corp.
AGIS 0235∆ 0235† CNS
Aegis Capital Corp.
AEGC 0512∆ 0512† CNS
Aegis Investments, Inc.
AEGS 0750∆ 0750† CNS
AG BD, LLC
AGBD 0352∆
Agency Trading Group, Inc.
ATGP 0226∆ 0226† CNS
AIG Capital Services, Inc.
5596
AIG Capital Services, Inc.
5718
AIG Capital Services, Inc./VALIC
5560
Akar Capital Management, Inc.
CAAA 0750∆
Alamo Capital
ALAC 0309∆ 0309† CNS
Alanar Incorporated
ALIN 0309† CNS
Alerus Financial, N.A.
1381
Alerus Securities Corporation
FNBS 0235∆ 0235† CNS
Alexander (Don) Investments, Inc.
DAII 0235∆ 0235† CNS
Alexander Capital, L.P.
ACLP 0235∆ 0235† CNS
Alexander Investment Services Co.
ALIS 0235∆ 0235† CNS
Alexandra & James Co.
AJCO 0443† CNS
Alforma Capital Markets, Inc.
ALFA 0443∆
Algo Engineering Execution Services
LLC
ALGF 0541∆
All Funds, Inc.
AFIN 0226† CNS
Alleghany Investments Inc.
ALLE 0226† CNS
Allen & Company LLC
ALLN 0443∆
Allen & Company of Florida, Inc.
ALEN 0141† CNS
Allen, Mooney & Barnes Brokerage
Services, LLC
AMBB 0141† CNS
Alliance Advisory & Securities, Inc.
ALAD 0235†
CNS
Alliance Bernstein Investment
Research and Investment
5515
